Private Placements

 

 

 

 

Hedge Funds

 

 

 

 

 

Private Placements Index

 

 

 

These companies are seeking funds from accredited investors through Regulation D Rule 506(c) offerings. This allows them to market their securities to the general public, but they must take reasonable steps to verify that all investors are accredited (see General Solicitations by Companies below).

 

 

Aggregage, Inc. (transforming B2B media for industry verticals)

 

El Segundo, CA

AiM Medical Robotics Inc. (neurosurgical targeting and therapy)

 

Fort Lauderdale, FL

Applaud LLC (software platform to help groups share and save stories)

 

Cincinnati, OH

BenAdvance (health insurance & supplemental benefits)

 

Rye, NY

DTI Motion LLC (precision piezo electric motors)

 

Sarasota, FL

Jupiter Orphan Therapeutics, Inc. (clinical-stage drug platform)

 

Jupiter, FL

Knightscope, Inc. (autonomous security robots)

 

Mountainview, CA

UltraVision Corporation (medical ultrasonic imaging scanners)

 

North Palm Beach, FL

Uvax Bio, Inc. (vaccines targeting infectious diseases)

Wilmington, DE

 

 

 

Hedge Funds Index

 

 

 

Fortuna Investors, LLC

 

Jupiter & Miami Beach, FL

Mira Life Science Ventures, Inc.

Boca Raton, FL & Belfast, UK

Seaside 88, LLC

 

West Palm Beach, FL

 

 

PBHFA Home

 

Here is a link to information on our comprehensive investor awareness program.

For more detailed information, please contact one of the following individuals:

 

William J. Ritger at 561.891.1903 or writger@gmail.com

David Goodboy at 561.349.7300 or dave@pbhfa.org

 

 

General Solicitations by Companies: The JOBS Act permits companies to conduct general solicitations without having to register the securities under the Securities Act if they conform to the requirements set forth in Rule 506(c) of Regulation D. These requirements include (i) all investors must meet the accredited definition (here and here), (ii) the companies must take reasonable steps to verify that all investors are accredited, and (iii) the companies must follow certain rules relating to integration, resale restrictions of securities, and bad actor disqualifications. The U.S. Securities & Exchange Commission has published a paper (here) that summarizes and explains rules that it has adopted, but it is not a substitute for any rule itself. Although the Securities Act provides a federal preemption from state registration and qualification under Rule 506(c), the states still have authority to require notice filings and collect state fees. The information in this paragraph is not meant to be definitive, and companies should seek advice from their own counsel regarding general solicitations. By their agreement to be included on these pages, the companies represent that they are in compliance with the regulations noted in this paragraph, as well as all other applicable state and federal regulations.

 

 

Palm Beach Hedge Fund Association Inc., a Florida corporation, engages TickerBuzz, LLC, a Florida limited liability company, to provide to provide these Deal Flow pages. Neither PBHFA nor Tickerbuzz are nor act as a broker-dealer, investment advisor, or placement agent. Furthermore, they do not offer any securities, nor provide any investment advice or analysis. The editor of the Company Profiles (William J. Ritger) relies exclusively upon the materials provided to him by the companies, and he performs no independent verification of the materials and makes no representation as to their accuracy or completeness. Investor prospects should also carefully research and consider the risks inherent in any of these investments. These Profiles are intended for discussion purposes only, are not a solicitation to buy or sell any security, and must not be relied upon for financial, legal, tax, or any other professional advice. Any compensation paid to either PBHFA or to TickerBuzz by any company for its inclusion on these pages is disclosed on the page dedicated to that company. Neither PBHFA nor TickerBuzz take any compensation relating to the success of any securities offering.

 

 

 

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