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Private Placements |
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Hedge Funds |
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These
companies are seeking funds from accredited investors through Regulation D Rule
506(c) offerings. This allows them to market their securities to the general
public, but they must take reasonable steps to verify that all investors are
accredited (see General Solicitations by Companies below). |
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Aggregage, Inc. (transforming B2B
media for industry verticals) |
El Segundo, CA |
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AiM Medical
Robotics Inc. (neurosurgical targeting and therapy) |
Fort Lauderdale, FL |
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Applaud LLC (software platform
to help groups share and save stories) |
Cincinnati, OH |
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BenAdvance (health insurance
& supplemental benefits) |
Rye, NY |
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DTI Motion LLC (precision piezo
electric motors) |
Sarasota, FL |
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Jupiter Orphan
Therapeutics, Inc. (clinical-stage drug platform) |
Jupiter, FL |
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Knightscope, Inc. (autonomous security
robots) |
Mountainview, CA |
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UltraVision Corporation (medical ultrasonic
imaging scanners) |
North Palm Beach, FL |
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Uvax Bio, Inc. (vaccines targeting
infectious diseases) |
Wilmington, DE |
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Hedge
Funds Index |
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Jupiter & Miami
Beach, FL |
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Boca Raton, FL &
Belfast, UK |
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West Palm Beach, FL |
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PBHFA
Home Here is a link to information on our comprehensive investor awareness
program. For more detailed
information, please contact one of the following individuals: William J. Ritger at
561.891.1903 or writger@gmail.com David Goodboy at 561.349.7300 or dave@pbhfa.org |
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General Solicitations by Companies: The JOBS Act permits companies to conduct general
solicitations without having to register the securities under the Securities
Act if they conform to the requirements set forth in Rule 506(c) of
Regulation D. These requirements include (i) all
investors must meet the accredited definition (here and here), (ii) the companies must take
reasonable steps to verify that all investors are accredited, and (iii) the
companies must follow certain rules relating to integration, resale
restrictions of securities, and bad actor disqualifications. The U.S. Securities & Exchange Commission has
published a paper (here) that
summarizes and explains rules that it has adopted, but it is not a substitute
for any rule itself. Although the Securities Act provides a federal
preemption from state registration and qualification under Rule 506(c), the
states still have authority to require notice filings and collect state fees.
The
information in this paragraph is not meant to be definitive, and companies
should seek advice from their own counsel regarding general solicitations. By
their agreement to be included on these pages, the companies represent that
they are in compliance with the regulations noted in this paragraph, as well
as all other applicable state and federal regulations. |
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Palm Beach Hedge Fund Association Inc., a Florida
corporation, engages TickerBuzz, LLC, a Florida
limited liability company, to provide to provide these Deal Flow pages.
Neither PBHFA nor Tickerbuzz are nor act as a
broker-dealer, investment advisor, or placement agent. Furthermore, they do
not offer any securities, nor provide any investment advice or analysis. The editor
of the Company Profiles (William J. Ritger) relies exclusively upon the
materials provided to him by the companies, and he performs no independent
verification of the materials and makes no representation as to their
accuracy or completeness. Investor prospects should also carefully research
and consider the risks inherent in any of these investments. These Profiles are
intended for discussion purposes only, are not a solicitation to buy or sell
any security, and must not be relied upon for financial, legal, tax, or any
other professional advice. Any compensation paid to either PBHFA or to TickerBuzz by any company for its inclusion on these
pages is disclosed on the page dedicated to that company. Neither PBHFA nor TickerBuzz take any compensation relating to the success
of any securities offering. |